Eric J. Gregg

FOUR TREE ISLAND ADVISORY LLC

Portsmouth, NH 03801

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CRD#: 2779133

Professional summary

Eric James Gregg is a registered financial advisor currently at FOUR TREE ISLAND ADVISORY LLC located in Portsmouth, New Hampshire.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Eric has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. GREGG CURRENTLY SERVES ON THE ADVISORY BOARD OF MICROWAVE TECHNIQUES LLC. HE IS ALSO A MINORITY OWNER IN THIS COMPANY. IN THIS CAPACITY, HE IS TYPICALLY REQUIRED TO ATTEND A QUARTERLY MEETING, REVIEW MONTHLY REPORTS, AND OCCASIONALLY BE BROUGHT INTO AD HOC PROJECTS. MR. GREGG SPENDS APPROXIMATELY ONE HOUR PER WEEK SERVING IN THIS ROLE, BUT MAY OCCASIONALLY BE REQUIRED TO DEDICATE MORE TIME. IN TERMS OF NON-PROFIT INVOLVEMENT, MR. GREGG ALSO SERVES ON THE BOARD OF PORTSMOUTH REGIONAL HOSPITAL AND IS ON THE GOVERNANCE COMMITTEE OF THE FOUNDATION OF SEACOAST HEALTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric James Gregg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2011 - Present

FOUR TREE ISLAND ADVISORY LLC

Office #1: 126 Daniel Street Suite 120, Portsmouth, NH 03801

RIA

CRD#: 158851

Portsmouth, NH

Past

October 10, 2000 - February 23, 2009

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

May 13, 1998 - October 10, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

December 9, 1996 - April 23, 1998

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUR TREE ISLAND ADVISORY LLC

FOUR TREE ISLAND ADVISORY LLC | FOUR TREE ISLAND ADVISORY, LLC

CRD#: 158851 / SEC#: 801-129929

RIA

Registered Investment Advisory firm - (4/18/2024 Approved)

New Hampshire

Registered Investment Advisory firm - (4/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(10/17/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/22/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/6/1996

General Securities Representative Examination

Current Firm

FOUR TREE ISLAND ADVISORY LLC

FOUR TREE ISLAND ADVISORY LLC | FOUR TREE ISLAND ADVISORY, LLC

CRD#: 158851 / SEC#: 801-129929

RIA

Registered Investment Advisory firm - (4/18/2024 Approved)

New Hampshire

Registered Investment Advisory firm - (4/26/2024 Terminated)

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Contact information

Main Address

126 Daniel Street Suite 120, Portsmouth, NH 03801

Mailing Address

Phone number

(603) 427-8053

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FTIA BROCHURE AND BROCHURE SUPPLEMENT (3/25/2025)

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 163,075,608

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric J. Gregg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric James Gregg's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUR TREE ISLAND ADVISORY LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

FOUR TREE ISLAND ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/22/2011

Series 63

Date: 12/20/1996

Series 7

Date: 12/6/1996

Current Firm

FOUR TREE ISLAND ADVISORY LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUR TREE ISLAND ADVISORY LLC

TRUST BUT VERIFY

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