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KL

Kenneth D. Little

Some features on this profile are disabled
CRD#: 2779102
KL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Daniel Little was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1996. Kenneth had worked at 1 firm and has passed the Series 65 and Series 63 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE NAME OF THE OTHER BUSINESS IS THE LORRAINE NW HOLDINGS, LLC. THE BUSINESS IS NOT INVESTMENT-RELATED. THE ADDRESS OF THE OTHER BUSINESS IS 8323 NE 110TH PLACE KIRKLAND, WA 98034. THE NATURE OF THE OTHER BUSINESS IS TO PURCHASE AND HOLD TITLE TO A COMMERCIAL BUILDING. KENNETH LITTLE IS THE SOLE MEMBER OF THE LLC AND OWNS 100% OF THE LLC. THE START DATE OF KENNETH LITTLE'S RELATIONSHIP WITH THIS BUSINESS WAS JANUARY 24, 2006. 0 HOURS/MONTH ARE DEVOTED TO THE OTHER BUSINESS. 0 HOURS/MONTH ARE DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS. KENNETH LITTLE HAS NO DUTIES RELATED TO THE BUSINESS AS IT IS EFFECTIVELY DORMANT AT THIS POINT. 10/8/07: KENNETH IS A MEMBER AND 50% OWNER OF LV SELF-STORAGE, LLC WHICH WAS ESTABLISHED TO PURCHASE AND OPERATE A SELF-STORAGE FACILITY LOCATED IN TEXAS. 7/19/10: BECAME A LIMITED PARTNER FOR GURTIN CALIFORNIA MUNICIPAL ALPHA FUND ON 4/20/2010. BETWEEN 7/1/10 AND 12/31/10: BECAME INVOLVED WITH 315 WASHINGTON LLC. THE ENTITY WAS FORMED TO PURCHASE A COMMERCIAL BUILDING. I AM A MEMBER OF THE LLC BUT NOT ACTIVELY INVOLVED IN ITS MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 6, 1996 - December 19, 2024

BRANDES INVESTMENT PARTNERS, LP

RIA
CRD#: 105404
La Jolla, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BRANDES INVESTMENT PARTNERS, LP
BRANDES INVESTMENT PARTNERS LLC | BRANDES INVESTMENT PARTNERS, LP

CRD#: 105404 / SEC#: 801-24896

RIA
Registered Investment Advisory firm - (8/8/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/21/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/13/1996
Uniform Securities Agent State Law Examination

Current Firm

BI
BRANDES INVESTMENT PARTNERS, LP
BRANDES INVESTMENT PARTNERS LLC | BRANDES INVESTMENT PARTNERS, LP

CRD#: 105404 / SEC#: 801-24896

RIA
Registered Investment Advisory firm - (8/8/1985 Approved)
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Contact information

Main Address
4275 Executive Square 5th Floor, La Jolla, CA, 92037
Mailing Address
Phone number
(858) 755-0239
Established
Firm type
Fiscal year end
# of Employees
143

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BRANDES INVESTMENT PARTNERS, L.P. ADV PART 2A (11/18/2025)

Regulatory assets under management

Total Number of Accounts10,588
AUM (Assets Under Management)$ 26,686,881,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRANDES INVESTMENT PARTNERS, LP

CRD#: 105404

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