Colin A. Archer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Anderson Archer, who also goes by Colin Anderson Archer, was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 1998. Colin had worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2025 - April 21, 2026
TSG CAPITAL ADVISORS
February 26, 2020 - November 4, 2021
SW FINANCIAL
July 26, 2019 - October 24, 2019
RICHARD JAMES & ASSOCIATES, INC.
October 29, 2018 - May 29, 2019
IBN FINANCIAL SERVICES, INC.
July 21, 2006 - May 23, 2018
WINDSOR STREET CAPITAL, LP
June 2, 2005 - January 25, 2006
MERCER CAPITAL LTD.
January 22, 2003 - April 7, 2005
J.P. TURNER & COMPANY, L.L.C.
March 26, 2002 - February 10, 2003
BERRY-SHINO SECURITIES, INC.
August 21, 2001 - September 26, 2001
THINKEQUITY LLC
January 2, 2001 - May 9, 2001
HARRISON SECURITIES, INC.
June 22, 2000 - December 31, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.
January 14, 2000 - June 26, 2000
DRAKE & COMPANY, INC.
October 20, 1999 - January 8, 2000
FIRST SECURITY INVESTMENTS, INC.
September 1, 1999 - October 4, 1999
TARPON SCURRY INVESTMENTS, INC.
July 30, 1999 - August 22, 1999
TARPON SCURRY INVESTMENTS, INC.
November 25, 1998 - August 25, 1999
MILLENNIUM SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/20/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
TSG CAPITAL ADVISORS
CRD#: 147509 / SEC#: , 8-67910
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
