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CA

Colin A. Archer

TSG CAPITAL ADVISORS
Ronkonkoma, NY 11779
Some features on this profile are disabled
CRD#: 2779023
CA

Professional summary

Colin Anderson Archer, who also goes by Colin Anderson Archer, is a registered financial professional currently at TSG CAPITAL ADVISORS located in Ronkonkoma, New York.

Colin is registered as a RR (Registered Representative) and started their career in finance in 1998. Colin has worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Colin Anderson Archer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Colin Anderson Archer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 6, 2025 - Present

TSG CAPITAL ADVISORS

Office #1: 3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779
BD
CRD#: 147509
Ronkonkoma, NY
Past

February 26, 2020 - November 4, 2021

SW FINANCIAL

BD
CRD#: 145012
NEW YORK, NY
Past

July 26, 2019 - October 24, 2019

RICHARD JAMES & ASSOCIATES, INC.

BD
CRD#: 169131
Syosett, NY
Past

October 29, 2018 - May 29, 2019

IBN FINANCIAL SERVICES, INC.

BD
CRD#: 42360
LIVERPOOL, NY
Past

July 21, 2006 - May 23, 2018

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

June 2, 2005 - January 25, 2006

MERCER CAPITAL LTD.

BD
CRD#: 104012
NEW YORK, NY
Past

January 22, 2003 - April 7, 2005

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

March 26, 2002 - February 10, 2003

BERRY-SHINO SECURITIES, INC.

BD
CRD#: 38098
SCOTTSDALE, AZ
Past

August 21, 2001 - September 26, 2001

THINKEQUITY LLC

BD
CRD#: 20996
NEW YORK, NY
Past

January 2, 2001 - May 9, 2001

HARRISON SECURITIES, INC.

BD
CRD#: 14103
PORT WASHINGTON, NY
Past

June 22, 2000 - December 31, 2000

WHITEHALL WELLINGTON INVESTMENTS, INC.

BD
CRD#: 38022
PORT WASHINGTON, NY
Past

January 14, 2000 - June 26, 2000

DRAKE & COMPANY, INC.

BD
CRD#: 16227
NEW YORK, NY
Past

October 20, 1999 - January 8, 2000

FIRST SECURITY INVESTMENTS, INC.

BD
CRD#: 24035
KINGSTON, PA
Past

September 1, 1999 - October 4, 1999

TARPON SCURRY INVESTMENTS, INC.

BD
CRD#: 34635
NEW YORK, NY
Past

July 30, 1999 - August 22, 1999

TARPON SCURRY INVESTMENTS, INC.

BD
CRD#: 34635
NEW YORK, NY
Past

November 25, 1998 - August 25, 1999

MILLENNIUM SECURITIES CORP.

BD
CRD#: 31695
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/29/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 11/20/1998
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TSG CAPITAL ADVISORS
BRIGHTCHOICE FINANCIAL, LLC | TSG CAPITAL ADVISORS

CRD#: 147509 / SEC#: , 8-67910

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779
Mailing Address
3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779
Phone number
(631) 201-2483
Established
Tennessee since 01/10/2007
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JLLA HOLDINGS, LLCOWNER/MEMBER
TORRILLO, DON LPRESIDENT/CEO/MANAGING MEMBER2789918
DIAMOS, ANTHONY SOLONFINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4872899
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TSG CAPITAL ADVISORS

CRD#: 147509Ronkonkoma, NY 11779

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