Kevin M. Fink

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CRD#: 2778953

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin M Fink, CFP®, who also goes by Kevin Michael Fink, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1996. Kevin had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Michael Fink

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SOLID ROCK FINANCIAL GROUP; INV REL; INSURANCE CONSULTATION AND SALES; COO/INS AGENT; 01/2021; INS AGENT; TOMBALL, TX; 75% OF TIME INI THIS PRACTICE; 2) HIGH5 LEADERSHIP; NOT INV REL; TOMBALL, TX, SEMINARS, PART TIME TRAINER; 16 HOURS ANNUALLY, NONE DURING TRADING HOURS; HOSTING/PRESENTING LEADERSHIP SEMINARS; START 01/2022.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Past

May 6, 2024 - October 4, 2024

TENCAP WEALTH COACHING

RIA

CRD#: 166130

TOMBALL, TX

Past

June 8, 2020 - January 8, 2024

FREEDOM FINANCIAL COACHING, LLC

RIA

CRD#: 299696

Brookfield, IL

Past

January 26, 2017 - December 20, 2019

CORECAP ADVISORS

RIA

CRD#: 158819

Brookfield, IL

Past

January 26, 2017 - December 20, 2019

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

January 8, 2004 - November 7, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HOUSTON, TX

Past

September 26, 2003 - November 7, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

HOUSTON, TX

Past

January 14, 2003 - August 25, 2003

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

October 3, 1996 - December 6, 2002

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TENCAP WEALTH COACHING

TENCAP WEALTH COACHING | TENCAP, LLC | TENCAP WEALTH COACHING, LLC

CRD#: 166130 / SEC#: 801-130427

RIA

Registered Investment Advisory firm - (6/10/2024 Approved)

Colorado

Registered Investment Advisory firm - (6/17/2024 Terminated)

Idaho

Registered Investment Advisory firm - (6/25/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/13/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (6/13/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (6/14/2024 Terminated)

North Dakota

Registered Investment Advisory firm - (6/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

Utah

Registered Investment Advisory firm - (6/13/2024 Terminated)

Washington

Registered Investment Advisory firm - (7/17/2024 Terminated)

Wyoming

Registered Investment Advisory firm - (6/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/2/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TENCAP WEALTH COACHING

TENCAP WEALTH COACHING | TENCAP, LLC | TENCAP WEALTH COACHING, LLC

CRD#: 166130 / SEC#: 801-130427

RIA

Registered Investment Advisory firm - (6/10/2024 Approved)

Colorado

Registered Investment Advisory firm - (6/17/2024 Terminated)

Idaho

Registered Investment Advisory firm - (6/25/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/13/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (6/13/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (6/14/2024 Terminated)

North Dakota

Registered Investment Advisory firm - (6/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

Utah

Registered Investment Advisory firm - (6/13/2024 Terminated)

Washington

Registered Investment Advisory firm - (7/17/2024 Terminated)

Wyoming

Registered Investment Advisory firm - (6/13/2024 Terminated)

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Contact information

Main Address

1314 West 11400 South Suite 201, South Jordan, UT 84095

Mailing Address

Phone number

(801) 221-2956

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B SEC (6/26/2025)

Regulatory assets under management

Total Number of Accounts	1,025
AUM (Assets Under Management)	$ 117,197,434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Fink

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FREEDOM FINANCIAL COACHING, LLC

CORECAP ADVISORS

CORECAP INVESTMENTS, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NATIONWIDE SECURITIES, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

TENCAP WEALTH COACHING

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2008

Series 63

Date: 10/2/1996

SIE

Date: 10/1/2018

Series 7

Date: 4/13/2000

Series 6

Date: 10/2/1996

Current Firm

TENCAP WEALTH COACHING

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TENCAP WEALTH COACHING

TRUST BUT VERIFY

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