AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SI

Salvatore A. Iannaci

CLARKSONS SECURITIES,
NEW YORK, NY 10018
Some features on this profile are disabled
CRD#: 2778870
SI

Professional summary

Salvatore Anthony Iannaci is a registered financial professional currently at CLARKSONS SECURITIES, INC located in New York, New York.

Salvatore is registered as a RR (Registered Representative) and started their career in finance in 1999. Salvatore has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Anthony Iannaci's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 21, 2011 - Present

CLARKSONS SECURITIES, INC

Office #1: 104 West 40th Street - 12th Floor, New York, NY 10018
BD
CRD#: 30882
NEW YORK, NY
Past

November 28, 2005 - September 15, 2011

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

April 13, 2005 - November 21, 2005

THE BENCHMARK COMPANY, LLC

BD
CRD#: 22982
NEW YORK, NY
Past

June 18, 2002 - March 29, 2005

BROKERAGEAMERICA, LLC

BD
CRD#: 47966
NEW YORK, NY
Past

March 10, 1999 - June 27, 2002

DEUTSCHE IXE, LLC

BD
CRD#: 7172
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/4/2014)
RR
Colorado
(3/21/2018)
RR
Connecticut
(2/4/2014)
RR
Delaware
(2/4/2014)
RR
Florida
(2/4/2014)
RR
Illinois
(8/29/2012)
RR
Maryland
(2/4/2014)
RR
Massachusetts
(2/4/2014)
RR
Minnesota
(2/4/2014)
RR
New Jersey
(2/4/2014)
RR
New York
(12/21/2011)
RR
North Carolina
(3/15/2018)
RR
Ohio
(6/19/2014)
RR
Pennsylvania
(2/4/2014)
RR
Texas
(2/4/2014)
RR
Washington
(2/4/2014)
RR
Wisconsin
(7/24/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 9/6/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/24/2004
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 5/19/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/9/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/10/2004
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/8/2002
General Securities Principal Examination
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

CS
CLARKSONS SECURITIES, INC
CLARKSONS PLATOU SECURITIES, INC. | RS PLATOU MARKETS, INC. | RS PLATOU MARKETS INC. | R & R PLANNING GROUP LTD | DJF DISCOUNT BROKERS, INC. | DJF DISCOUNT BROKERS, INC | CLARKSONS SECURITIES, INC. | CLARKSONS SECURITIES, INC

CRD#: 30882 / SEC#: , 8-45221

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
104 West 40th Street - 12th Floor, New York, NY 10018
Mailing Address
104 West 40th Street - 12th Floor, New York, NY 10018
Phone number
(212) 317-7092
Established
New York since 09/15/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLARKSONS SECURITIES ASSOLE SHAREHOLDER
DEVRIES, TIMOTHY SCO-CEO4852002
FODSTAD, CHRISTIAN GJELSVIKDIRECTOR7726256
HELBERG, IVAN ERIKDIRECTOR6447460
HOY, SNORRE FAERDENDIRECTOR7726806
IANNACI, SALVATORE ANTHONYCO-CEO2778870
MCDONAGH, BRIAN JOSEPHCHIEF COMPLIANCE OFFICER2749774
MCDONAGH, BRIAN JOSEPHCFO/FINOP2749774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLARKSONS SECURITIES, INC

CRD#: 30882New York, NY 10018

TRUST BUT VERIFY

Monitor Salvatore Iannaci

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics