Carl R. Easley

EASLEY INVESTMENT CONSULTANTS

RIDGELAND, MS 39157

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CRD#: 2778849

Professional summary

Carl R Easley JR, CFP®, who also goes by Cal Easley Jr, Cal Easley, Carl Ray Easley Jr, is a registered financial advisor currently at EASLEY INVESTMENT CONSULTANTS, INC. located in Ridgeland, Mississippi.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Carl has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Education Planning

Retirement Planning

Investment Planning

Estate Planning

Employee and Employer Plan Ben...

Insurance Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Cal Easley Jr | Cal Easley | Carl Ray Easley Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) TRUSTEE FOR DAUGHTER; INVESTMENT RELATED; JACKSON, MS; START 11/2009; 5 HRS PER MTH/2 DURING MARKET. (2) LUBER/EASLEY INVESTMENTS LLC; INVESTMENT RELATED; JACKSON, MS; 33.3% OWNERSHIP; HOLDS SHARES OF A PRIVATE INVESTMENT; START 2/2012; NO TIME DEVOTED. 3BO LLC, INV RELATED, FLOWOOD, MS, 43% OWNER,START: 4-2017, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: INVESTOR. (3) CAL E INC, INV RELATED, JACKSON, MS, 100% OWNER, START: 1/1/2018, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: OWNER OF CORPORATION. (4) WOMEN'S FOUNDATION OF MISSISSIPPI; INVESTMENT RELATED; JACKSON,MS; INVESTMENT COMMITTEE MEMBER; START DATE 11/01/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; ATTENDING MEETINGS TO DISCUSS CURRENT MARKET CONDITIONS AND THE CHARACTERISTICS OF THE CURRENT INVESTMENTS IN THE FOUNDATION'S PORTFOLIO SUCH AS ASSET CLASS, RISK, AND FEES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl R Easley JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

April 14, 2020 - Present

EASLEY INVESTMENT CONSULTANTS, INC.

Office #1: 1050 Northpark Drive Suite D, Ridgeland, MS 39157

RIA

CRD#: 307258

RIDGELAND, MS

Past

October 29, 2003 - April 21, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

FLOWOOD, MS

Past

October 28, 2003 - April 21, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

FLOWOOD, MS

Past

July 1, 2003 - November 13, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

JACKSON, MS

Past

July 1, 2003 - November 13, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 16, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

JACKSON, MS

Past

April 14, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 14, 2000 - April 6, 2000

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

May 8, 1999 - February 14, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

September 12, 1996 - June 15, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EASLEY INVESTMENT CONSULTANTS, INC.

CRD#: 307258 / SEC#: 801-118212

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(4/14/2020)

IAR

Texas
(4/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/1/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/30/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/11/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/1/2024

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/1/2024

General Securities Sales Supervisor - Options Module Examination

Current Firm

EASLEY INVESTMENT CONSULTANTS, INC.

CRD#: 307258 / SEC#: 801-118212

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

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Contact information

Main Address

420 Liberty Park Court Suite A, Flowood, MS 39232

Mailing Address

Phone number

(601) 992-4101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/18/2025)

WRAP FEE BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	816
AUM (Assets Under Management)	$ 198,293,849

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Carl R. Easley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl R Easley JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

AMSOUTH INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

EASLEY INVESTMENT CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/2000

Series 63

Date: 10/8/1996

Series 7TO

Date: 2/1/2024

SIE

Date: 10/1/2018

Series 3

Date: 4/30/2001

Series 7

Date: 9/11/1996

Series 10

Date: 2/1/2024

Series 9

Date: 2/1/2024

Current Firm

EASLEY INVESTMENT CONSULTANTS, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EASLEY INVESTMENT CONSULTANTS, INC.

TRUST BUT VERIFY

Contact information

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