Christopher M. Cervino
Professional summary
Christopher Michael Cervino was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Christopher had worked at 13 firms, which includes VCS VENTURE SECURITIES, AXOS CLEARING LLC, WILSON-DAVIS & CO. INC., DELANEY EQUITY GROUP LLC, GFI SECURITIES LLC, LIGHTHOUSE FINANCIAL GROUP LLC, RBC CAPITAL MARKETS LLC, G-2 TRADINGLLC, RBC CAPITAL MARKETS CORPORATION, CARLIN EQUITIES LLC, LADENBURG THALMANN & CO. INC., SHARPE CAPITAL INC., H.J. MEYERS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2014 - January 7, 2016
VCS VENTURE SECURITIES
August 7, 2013 - October 29, 2014
AXOS CLEARING LLC
July 17, 2012 - August 6, 2013
WILSON-DAVIS & CO., INC.
September 30, 2011 - December 15, 2011
DELANEY EQUITY GROUP LLC
September 1, 2010 - October 4, 2011
GFI SECURITIES LLC
October 15, 2008 - August 9, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
February 29, 2008 - March 28, 2008
RBC CAPITAL MARKETS, LLC
February 7, 2008 - October 17, 2008
G-2 TRADING,LLC
January 2, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
October 9, 2002 - January 2, 2007
CARLIN EQUITIES, LLC
October 30, 2000 - August 19, 2002
LADENBURG THALMANN & CO. INC.
March 21, 1998 - November 2, 2000
SHARPE CAPITAL, INC.
December 23, 1996 - March 23, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/8/1999
Limited Representative-Equity Trader ExamCurrent Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
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