Marcus A. Marcuson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcus Alfred Marcuson was a registered financial professional .
Marcus is a previously registered financial professional and started their career in finance in 1996. Marcus had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2020 - April 1, 2025
WEALTHFORGE SECURITIES, LLC
October 29, 2013 - May 2, 2017
STRATCAP SECURITIES, LLC
August 31, 2012 - April 2, 2013
LIQUIDNET, INC.
May 5, 2010 - July 23, 2012
TRADE INFORMATICS LLC
August 9, 2004 - April 15, 2010
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
March 27, 2002 - March 15, 2004
WELLS FARGO INVESTMENTS, LLC
February 25, 2002 - March 15, 2004
WELLS FARGO INVESTMENTS, LLC
September 17, 1999 - February 15, 2002
MORGAN STANLEY DW INC.
July 16, 1997 - September 21, 1999
PRUDENTIAL EQUITY GROUP, LLC
August 26, 1996 - July 1, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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