Heath O. Lauseng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heath Orin Lauseng, CFP®, who also goes by Heath O Lauseng, was a registered financial professional .
Heath is a previously registered financial professional and started their career in finance in 1996. Heath had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
March 31, 2021 - December 31, 2021
THE OFFICE OF HEATH O. LAUSENG
March 30, 2020 - December 31, 2020
THE OFFICE OF HEATH O. LAUSENG
January 29, 2018 - December 31, 2019
THE OFFICE OF HEATH O. LAUSENG
November 2, 2012 - December 31, 2017
THE OFFICE OF HEATH O. LAUSENG
September 5, 1997 - June 8, 2006
GREENBERG FINANCIAL GROUP
April 30, 1997 - October 1, 1997
BIRCHTREE FINANCIAL SERVICES LLC
August 15, 1996 - March 19, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE OFFICE OF HEATH O. LAUSENG
CRD#: 165438 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 1,203,378 |
Red Flags
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