Daniel J. Sexton
Professional summary
Daniel Joseph Sexton, who also goes by Dan Sexton, Danny Sexton, is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in Andover, Massachusetts.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Sexton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2022 - Present
U.S. CAPITAL WEALTH ADVISORS, LLC
Office #1: 40 Shattuck Road Suite 306, Andover, MA 01810March 16, 2020 - September 8, 2022
PINNACLE PRIVATE WEALTH, LLC
February 20, 2018 - June 26, 2019
BEAUMONT FINANCIAL PARTNERS LLC
April 2, 1999 - December 31, 2017
STRATEGIC ADVISERS LLC
October 31, 1996 - December 31, 2017
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/10/2022)
(10/31/2022)
Exams
Current Firm
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,833 |
| AUM (Assets Under Management) | $ 7,282,480,817 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 01/23/2024 | ||
| 03/24/2023 |
Red Flags
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