Brian R. Worley

WI PARTNERS

BOSTON, MA 02110

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CRD#: 2778506

Professional summary

Brian Robert Worley is a registered financial advisor currently at WI PARTNERS, LLC located in Boston, Massachusetts.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brian has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Robert Worley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2023 - Present

WI PARTNERS, LLC

Office #1: 1 International Place 8th Floor, Boston, MA 02110

RIA

CRD#: 269830

BOSTON, MA

Past

September 8, 2015 - December 31, 2022

WI PARTNERS, LLC

RIA

CRD#: 269830

BOSTON, MA

Past

January 3, 2001 - February 2, 2010

LOOMIS SAYLES DISTRIBUTORS, L.P.

CRD#: 41795

BOSTON, MA

Past

November 1, 1996 - August 18, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/31/1996

General Securities Representative Examination

Current Firm

WI PARTNERS, LLC

WI PARTNERS GP, LLC | WI PARTNERS, LLC

CRD#: 269830 / SEC#:

Massachusetts

Registered Investment Advisory firm - (5/9/2023 Approved)

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Contact information

Main Address

1 International Place 8th Floor, Boston, MA 02110

Mailing Address

Phone number

(617) 310-4810

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 17,350,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian R. Worley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Robert Worley's CRS (Customer Relationship Summary).

Certified licenses

Experience

WI PARTNERS, LLC

WI PARTNERS, LLC

LOOMIS SAYLES DISTRIBUTORS, L.P.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/1996

Series 7

Date: 10/31/1996

Current Firm

WI PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WI PARTNERS, LLC

TRUST BUT VERIFY

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