Christopher S. Maury
Professional summary
Christopher Scott Maury was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Christopher had worked at 5 firms, which includes CONTINENTAL BROKER-DEALER CORP., FIRST UNION BROKERAGE SERVICES INC., FORTA FINANCIAL GROUP INC., H.J. MEYERS & CO. INC., ARGENT SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2001 - May 16, 2002
CONTINENTAL BROKER-DEALER CORP.
March 17, 2000 - June 16, 2000
FIRST UNION BROKERAGE SERVICES, INC.
December 9, 1998 - November 24, 1999
FORTA FINANCIAL GROUP, INC.
November 18, 1997 - March 17, 1998
H.J. MEYERS & CO., INC.
December 5, 1996 - December 11, 1996
ARGENT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CONTINENTAL BROKER-DEALER CORP.
CRD#: 14048 / SEC#: , 8-43159
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 15 |
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