Blake H. Kantor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blake Harrison Kantor, who also goes by Blake H Kantor, was a registered financial professional .
Blake is a previously registered financial professional and started their career in finance in 1997. Blake had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2003 - November 9, 2004
GREAT EASTERN SECURITIES, INC.
June 2, 2003 - August 14, 2003
INDIANAPOLIS SECURITIES, INC.
December 9, 2002 - March 6, 2003
DPEC CAPITAL, INC.
October 20, 2000 - September 24, 2001
NATIONAL SECURITIES CORPORATION
October 4, 2000 - October 26, 2000
SHARPE CAPITAL, INC.
November 17, 1999 - August 16, 2000
JOSEPH STEVENS & CO., INC.
August 19, 1998 - October 28, 1999
LABRANCHE FINANCIAL SERVICES, LLC
October 10, 1997 - September 2, 1998
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
August 22, 1997 - October 9, 1997
PRIME CHARTER LTD.
June 11, 1997 - September 5, 1997
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT EASTERN SECURITIES, INC.
CRD#: 2061 / SEC#: , 8-16880
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
