John A. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Andrew Mcdermott, who also goes by John A Mcdermott, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2011 - August 14, 2014
ASCENDIANT CAPITAL MARKETS, LLC
February 1, 2010 - December 15, 2011
VIEWPOINT SECURITIES, LLC
November 9, 2007 - January 29, 2010
NEWPORT COAST SECURITIES, INC.
August 1, 2005 - January 29, 2010
NEWPORT COAST SECURITIES, INC.
January 3, 2003 - July 22, 2005
SUNAMERICA SECURITIES, INC.
August 29, 2002 - July 22, 2005
SUNAMERICA SECURITIES, INC.
January 2, 2002 - September 10, 2002
FIRST ALLIED SECURITIES, INC.
April 2, 2001 - December 31, 2001
ASSET PLANNING SOLUTIONS, INC.
November 5, 1996 - April 4, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASCENDIANT CAPITAL MARKETS, LLC
CRD#: 152912 / SEC#: , 8-68487
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 10 |
Red Flags
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