George P. Marules
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Peter Marules was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1997. George had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2009 - August 2, 2012
WORLD CHOICE SECURITIES, INC.
February 14, 2007 - December 31, 2008
PRINCIPAL SECURITIES, INC.
January 30, 2006 - December 31, 2006
AMERICAN GENERAL SECURITIES INCORPORATED
January 5, 2004 - November 30, 2005
SECURITIES SERVICE NETWORK, LLC
January 14, 2003 - December 31, 2003
PARK AVENUE SECURITIES LLC
March 8, 2000 - December 31, 2002
MML INVESTORS SERVICES, LLC
January 1, 1997 - February 22, 2000
METROPOLITAN LIFE INSURANCE COMPANY
January 1, 1997 - February 22, 2000
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CHOICE SECURITIES, INC.
CRD#: 30933 / SEC#: , 8-45235
Contact information
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 24,955,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
