Jorge L. Torres
Professional summary
Jorge Luis Torres was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jorge is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Jorge had worked at 6 firms, which includes INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC, BANC OF AMERICA INVESTMENT SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, PREBON FINANCIAL PRODUCTS INC., TP ICAP GLOBAL MARKETS AMERICAS LLC, GLOBAL EMERGING MARKETS ADVISORS L.P..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2006 - June 1, 2006
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
July 16, 2004 - March 13, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 29, 2000 - July 23, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 14, 1998 - June 29, 2000
PREBON FINANCIAL PRODUCTS INC.
April 24, 1998 - July 10, 1998
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 26, 1998 - March 12, 1998
GLOBAL EMERGING MARKETS ADVISORS, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
CRD#: 17053 / SEC#: , 8-33185
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO PUERTO RICAN HOLDINGS, LLC | MEMBER | |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT & CHIEF OPERATING OFFICER | 4498023 |
| VALLADARES-TORRES, MOISES | EXECUTIVE REPRESENTATIVE & CHIEF COMPLIANCE OFFICER | 5011784 |
Disclosures
| Regulatory Event | 4 |
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