Craig J. Spector
Professional summary
Craig Jared Spector, who also goes by Craig Spector, is a registered financial professional currently at FERRETTI GROUP, INC. located in New York, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1996. Craig has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Jared Spector's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2019 - Present
FERRETTI GROUP, INC.
Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038March 25, 2015 - June 4, 2019
DAG SECURITIES INC.
February 3, 2009 - April 15, 2015
RAYMOND C. FORBES & CO., INC.
August 26, 2005 - February 5, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 1996 - February 5, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/29/2000
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
FERRETTI GROUP, INC.
CRD#: 47768 / SEC#: , 8-51895
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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