William C. Orsini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Christopher Orsini, who also goes by Bill Orsini, Billy Orsini, Ors Orsini, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1999. William had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 56, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2014 - June 16, 2014
LEK SECURITIES CORPORATION
September 13, 2012 - March 4, 2013
CITADEL SECURITIES LLC
January 9, 2012 - April 17, 2012
AVATAR SECURITIES, LLC
July 26, 2004 - March 12, 2008
G1 EXECUTION SERVICES, LLC
June 14, 1999 - July 6, 2004
DEUTSCHE BANK SECURITIES INC.
March 24, 1999 - June 14, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/12/2012
Limited Representative-Equity Trader ExamSeries 56
Date: 1/6/2012
Proprietary Trader Qualification ExaminationCurrent Firm
LEK SECURITIES CORPORATION
CRD#: 33135 / SEC#: , 8-42152
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 42 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
