Kristen R. Mary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristen Renee Mary, who also goes by Kris Mary, Kristen Mary, was a registered financial professional .
Kristen is a previously registered financial professional and started their career in finance in 1996. Kristen had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2016 - August 25, 2017
ZANBATO SECURITIES LLC
July 10, 2015 - March 24, 2016
INTE SECURITIES LLC
March 6, 2003 - October 16, 2006
MVISION PRIVATE EQUITY ADVISERS USA LLC
October 29, 1996 - July 3, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZANBATO SECURITIES LLC
CRD#: 279028 / SEC#: , 8-69654
Contact information
FINRA licenses (41 States and Territories)
Red Flags
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