James M. Amira

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CRD#: 2777512

Professional summary

James Michael Amira was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

James is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, James had worked at 1 firm, which includes FIRST ASSET MANAGEMENT INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 5, 1997 - November 6, 1997

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/4/1997

General Securities Representative Examination

Current Firm

FIRST ASSET MANAGEMENT, INC.

FIRST ASSET MANAGEMENT, INC. | ZALAZNICK SECURITIES CORPORATION | LEW LIEBERBAUM & CO., INC.

CRD#: 17341 / SEC#: , 8-35154

Terminated by SEC on 10/30/1998

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 11/08/1985

Firm type

Corporation

Fiscal year end

June

# of Employees

Documents

Red Flags

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James M. Amira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/1997

Series 7

Date: 6/4/1997

Current Firm

FIRST ASSET MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

FIRST ASSET MANAGEMENT, INC.

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