Mark A. Muntean

WINDY HILL VENTURES

REDWOOD CITY, CA

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CRD#: 2777432

Professional summary

Mark Avery Muntean, who also goes by Mark Muntean, is a registered financial advisor currently at WINDY HILL VENTURES, INC. located in Redwood City, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mark has worked at 1 firm and has passed the Series 2 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Muntean

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As part of his role / employment at Windy Hill Ventures, Inc., Mr. Muntean provides consulting services to company clients that are not investment related. These include managing a staff of personal assistants. This takes approximately 20% of Mr. Muntean's time. Mr. Muntean also provides photography and other services that take approximately 2% of Mr. Muntean's time. All of these activities are under the company. Mr. Muntean has no other business activities outside of his role / employment with Windy Hill Ventures, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Avery Muntean's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 1996 - Present

WINDY HILL VENTURES, INC.

RIA

CRD#: 134504

REDWOOD CITY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/18/1996)

IAR

Texas
(1/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 7/10/1996

Non-Member General Securities Examination

Current Firm

WINDY HILL VENTURES, INC.

WINDY HILL VENTURES, INC | WINDY HILL VENTURES, INC.

CRD#: 134504 / SEC#:

California

Registered Investment Advisory firm - (11/18/1996 Approved)

Texas

Registered Investment Advisory firm - (1/26/2021 Conditional Restricted)

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Contact information

Main Address

Redwood City, CA

Mailing Address

Phone number

(650) 995-4201

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 32,310,043

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark A. Muntean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Avery Muntean's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINDY HILL VENTURES, INC.

State Registrations and Notice Filings

Exams

Series 2

Date: 7/10/1996

Current Firm

WINDY HILL VENTURES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WINDY HILL VENTURES, INC.

TRUST BUT VERIFY

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