Andrei N. Jigalin
ALPHA WEALTH MANAGEMENT AND PLANNING LLC
NOVATO, CA 94949
Some features on this profile are disabled
CRD#: 2777373
Professional summary
Andrei Nicolai Jigalin, CFP® is a registered financial advisor currently at ALPHA WEALTH MANAGEMENT AND PLANNING LLC located in Novato, California and LPL FINANCIAL LLC located in Santa Rosa, California.
Andrei is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Andrei has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Tax Planning
Investment Planning
Divorce Planning
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 3/20/2013: REAL ESTATE RENTAL - REAL ESTATE PROPERTY. - TIME SPENT 1% - NOVATO, CA. (2) 8/30/2013: DBA ONLY - ALPHA WEALTH MANAGEMENT AND PLANNING, LLC - NOVATO, CA (3) 8/22/2017: Westland Financial Services, INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/14/2012 - 5 Hours Per Month/2 Hours During Securities Trading. (4) 8/22/2017: The Webb Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2017 - 10 Hours Per Month/5 Hours During Securities Trading. (5) 8/30/2017: Alpha Wealth Management and Planning LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 06/29/2012 - Time Spent 100% - I provide investment advisory services through Alpha Wealth Management and Planning LLC., an independent investment advisor firm. I started this business activity on 8/29/2017. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 02/23/2022 - JAJ Real Estate Properties - Investment Related - 350 Ignacio Blvd. Suite 105, Novato CA 94949 and Kings Beach CA - Real Estate Rental - Start Date: 01/01/2010 - 1 Hour Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Andrei Nicolai Jigalin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
June 29, 2012 - Present
ALPHA WEALTH MANAGEMENT AND PLANNING LLC
Office #1: 350 Ignacio Blvd Suite 105, Novato, CA 94949RIA
CRD#: 163917
NOVATO, CA
Current
June 29, 2012 - Present
LPL FINANCIAL LLC
Office #1: 100 E St Ste 205, Santa Rosa, CA 95404Office #2: 350 Ignacio Blvd, Suite 105, Novato, CA 94949RIA
BD
CRD#: 6413
SANTA ROSA, CA
Past
December 15, 1997 - July 6, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SANTA ROSA, CA
Past
September 19, 1996 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 19, 1996 - July 6, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SANTA ROSA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALPHA WEALTH MANAGEMENT AND PLANNING LLC
ALPHA WEALTH MANAGEMENT AND PLANNING LLC
CRD#: 163917 / SEC#: 801-108554
RIA
Registered Investment Advisory firm - (10/27/2016 Approved)California
Registered Investment Advisory firm - (12/30/2016 Terminated)Texas
Registered Investment Advisory firm - (6/20/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/29/2012)
RR
California(6/29/2012)
IAR
California(6/29/2012)
RR
Colorado(3/21/2025)
RR
Florida(6/29/2012)
RR
North Carolina(1/17/2018)
RR
Oklahoma(1/23/2025)
RR
Oregon(6/29/2012)
RR
Texas(6/29/2012)
IAR
Texas(7/12/2012)
RR
Virginia(1/17/2025)
RR
Washington(7/27/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ALPHA WEALTH MANAGEMENT AND PLANNING LLC
ALPHA WEALTH MANAGEMENT AND PLANNING LLC
CRD#: 163917 / SEC#: 801-108554
RIA
Registered Investment Advisory firm - (10/27/2016 Approved)California
Registered Investment Advisory firm - (12/30/2016 Terminated)Texas
Registered Investment Advisory firm - (6/20/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
350 Ignacio Blvd Suite 105, Novato, CA 94949
Mailing Address
Phone number
(415) 506-4569
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,411 |
| AUM (Assets Under Management) | $ 355,865,030 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALPHA WEALTH MANAGEMENT AND PLANNING LLC
CRD#: 163917Novato, CA 94949TRUST BUT VERIFY
Monitor Andrei Jigalin
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
