Justin Herger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Herger, who also goes by Justin Courtney Herger, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 1996. Justin had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2024 - August 6, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
November 5, 2020 - July 7, 2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
November 5, 2020 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
October 27, 2020 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
April 15, 2008 - June 8, 2026
FRANKLIN DISTRIBUTORS, LLC
April 2, 2007 - February 7, 2008
MORGAN STANLEY & CO. LLC
June 7, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
August 25, 2000 - March 26, 2001
CUNA BROKERAGE SERVICES, INC.
October 14, 1997 - June 28, 2000
LEGG MASON WOOD WALKER, INCORPORATED
July 29, 1996 - August 25, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD#: 7325 / SEC#: , 8-1369
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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