Jack A. Boye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Alan Boye was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1973. Jack had worked at 8 firms and has passed the Series 63 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2004 - February 28, 2005
SAMUEL A. RAMIREZ & COMPANY, INC.
October 30, 2001 - May 14, 2003
QUAKER SECURITIES, INC.
June 23, 1999 - January 5, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 30, 1998 - October 30, 1998
ELKINS/MCSHERRY CO., INC.
April 19, 1995 - December 17, 1997
NEUTRAL SWITCH, INC.
July 16, 1991 - July 25, 1994
QUAKER SECURITIES, INC.
July 9, 1987 - July 26, 1989
BOYE HOLDINGS INC.
July 27, 1981 - January 6, 1982
CHARLES SCHWAB & CO., INC.
October 29, 1973 - August 3, 1981
KINGSLEY, BOYE & SOUTHWOOD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 8/6/1973
General Securities Principal ExaminationCurrent Firm
SAMUEL A. RAMIREZ & COMPANY, INC.
CRD#: 6963 / SEC#: , 8-19014
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
