Marc S. Heilweil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Stephen Heilweil, who also goes by Marc Heilweil, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2016. Marc had worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2016 - May 17, 2018
GRATUS CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/16/1996
Non-Member General Securities ExaminationCurrent Firm
GRATUS CAPITAL, LLC
CRD#: 173627 / SEC#: 801-80563
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,929 |
| AUM (Assets Under Management) | $ 2,744,839,144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/12/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
