James C. Payne Jr

TARGETED FINANCIAL SERVICES

BOERNE, TX

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CRD#: 2776808

Professional summary

James Charles Payne Jr, who also goes by James C Payne, James Charles Payne Jr, is a registered financial advisor currently at TARGETED FINANCIAL SERVICES, LLC located in Boerne, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 5 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James C Payne | James Charles Payne Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Charles Payne Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2003 - Present

TARGETED FINANCIAL SERVICES, LLC

RIA

CRD#: 129049

BOERNE, TX

Past

August 18, 2000 - December 31, 2003

C. J. M. PLANNING CORP.

CRD#: 5698

POMPTON LAKES, NJ

Past

August 14, 1997 - August 15, 2000

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

March 6, 1997 - June 12, 1997

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

August 16, 1996 - October 30, 1996

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TARGETED FINANCIAL SERVICES, LLC

CRD#: 129049 / SEC#: 801-62542

RIA

Registered Investment Advisory firm - (12/19/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/11/2003)

IAR

Texas
(12/5/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/14/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TARGETED FINANCIAL SERVICES, LLC

CRD#: 129049 / SEC#: 801-62542

RIA

Registered Investment Advisory firm - (12/19/2003 Approved)

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Contact information

Main Address

5666 Seminole Blvd Suite 146, Seminole, FL 33772

Mailing Address

3301 Route 66 Building A 2nd Flr, Neptune, NJ, 07753

Phone number

(732) 750-9880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TARGETED FINANCIAL SERVICES, LLC DISCLOSURE BROCHURE (3/23/2025)

Regulatory assets under management

Total Number of Accounts	818
AUM (Assets Under Management)	$ 298,462,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James C. Payne Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Charles Payne Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

TARGETED FINANCIAL SERVICES, LLC

C. J. M. PLANNING CORP.

SECURITIES SERVICE NETWORK, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

TARGETED FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/1996

Series 6

Date: 8/14/1996

Current Firm

TARGETED FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TARGETED FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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