Catherine L. Morgan Durkee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Lee Morgan Durkee, who also goes by Catherine Lee Durkee Ms., Catherine Harmonmorgan, Catherine Lee Morgan, Catherine Lee Morgan Durkee Ms., was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 1996. Catherine had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 79, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2022 - April 23, 2024
LIQUIDITY.IO, LLC
April 23, 2020 - September 9, 2020
EXEMPLAR CAPITAL, LLC
August 13, 2015 - June 5, 2018
ECOBAN SECURITIES CORPORATION
April 5, 2011 - May 29, 2012
CHOICE INVESTMENTS, INC.
October 30, 2006 - August 12, 2008
FIFTH STREET CAPITAL, LLC
June 6, 1997 - November 4, 1997
NATIONAL SECURITIES CORPORATION
July 25, 1996 - May 15, 1997
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
LIQUIDITY.IO, LLC
CRD#: 289499 / SEC#: , 8-70000
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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