Simone O. Fevola
Professional summary
Simone Orlando Fevola was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Simone is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Simone had worked at 5 firms, which includes WEALTH MANAGEMENT LLC, SUMNICHT & ASSOCIATES LLC, FLAGSTAR ADVISORS, UTENDAHL CAPITAL PARTNERS L.P., CITICORP INVESTMENT SERVICES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2002 - November 21, 2008
WEALTH MANAGEMENT LLC
June 14, 2002 - October 9, 2002
SUMNICHT & ASSOCIATES, LLC
April 24, 2001 - May 28, 2002
FLAGSTAR ADVISORS
January 11, 1999 - April 12, 1999
UTENDAHL CAPITAL PARTNERS, L.P.
October 15, 1998 - December 10, 1998
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
WEALTH MANAGEMENT LLC
CRD#: 109074 / SEC#: 801-54769
Contact information
Red Flags
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