Matthew M. Schmidt
Professional summary
Matthew Martin Schmidt, who also goes by Matt Schmidt, is a registered financial advisor currently at PHILLIPS AND COMPANY ADVISORS LLC located in Portland, Oregon.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Matthew has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Martin Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2013 - Present
PHILLIPS AND COMPANY ADVISORS LLC
Office #1: 521 Sw 11th Avenue Suite 200, Portland, OR 97205May 6, 2004 - December 31, 2013
PHILLIPS & COMPANY
August 2, 1996 - March 24, 2025
PHILLIPS & COMPANY
Primary Firm SEC Registration
PHILLIPS AND COMPANY ADVISORS LLC
CRD#: 167214 / SEC#: 801-63879
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2014)
(1/9/2014)
(1/2/2014)
(12/27/2016)
(1/2/2014)
(1/2/2014)
(4/1/2021)
(4/6/2021)
(1/2/2014)
(1/2/2014)
(1/12/2026)
(12/12/2013)
(1/7/2014)
(1/2/2014)
(1/3/2014)
(1/2/2014)
Exams
Current Firm
PHILLIPS AND COMPANY ADVISORS LLC
CRD#: 167214 / SEC#: 801-63879
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,525 |
| AUM (Assets Under Management) | $ 2,276,351,775 |
Red Flags
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