MP
Martin E. Plecinoga
GALLAGHER FIDUCIARY ADVISORS
Wakefield, MA 01880
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CRD#: 2776556
MP
Professional summary
Martin Edward Plecinoga is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Wakefield, Massachusetts and OSAIC WEALTH, INC. located in Wakefield, Massachusetts.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Martin has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Salem Sound Ventures, Inc; Investment related: no; 500 Edgewater Drive, Suite 565, Wakefield, MA 01880; Nature or Structure of Business: LLC formed by my business partners and one parent/client to invest in certain start-up companies. **No new investments are to be made; Position: Officer/Director; Start date: 10/01/2012; hours per month: 2; securities trading hours 2; Duties: Co-owner of Salem Sound Ventures LLC since 2012. Investment related private capital. 1% time spent. Business conducted at address of record 2) Insurance; Investment related: yes; 500 Edgewater Drive, Suite 565, Wakefield, MA 01880; Nature or Structure of Business: Insurance outside of IFG; Position: Agent/Representative; Start date: 11/01/2017; hours per month: 112; securities trading hours 1; Duties: MA Insurance agent offering life, health and long term care since 2017. Non-investment related. 3% time spent, business conducted at address of record 3) Gallagher Fiduciary Advisors, LLC; Investment related: yes; 2850 Golf Road, Rolling Meadows, IL 60008; Nature or Structure of Business: LLC; Position: Investment Advisor Representative; Start date: 05/19/2023; hours per month: 50; securities trading hours 50; Duties: Comprehensive financial planning
CRS (Client Relationship Summary) - RIA
Click below to view Martin Edward Plecinoga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2023 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 500 Edgewater Drive, #565, Wakefield, MA 01880RIA
CRD#: 146509
Wakefield, MA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 500 Edgewater Drive Suite 565, Wakefield, MA 01880RIA
BD
CRD#: 23131
Wakefield, MA
Past
July 20, 2023 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Wakefield, MA
Past
November 7, 2017 - May 19, 2023
F3LOGIC, LLC
RIA
CRD#: 289863
Wakefield, MA
Past
November 2, 2017 - July 14, 2023
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Wakefield, MA
Past
October 3, 2007 - November 10, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
WAKEFIELD, MA
Past
October 2, 2007 - November 10, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WAKEFIELD, MA
Past
July 2, 2002 - September 7, 2023
COMPASS POINT RETIREMENT PLANNING, INC.
RIA
CRD#: 116789
WAKEFIELD, MA
Past
December 17, 1996 - October 8, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WAKEFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
RR
California(8/23/2024)
RR
Connecticut(8/23/2024)
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
RR
Indiana(8/23/2024)
RR
Iowa(8/23/2024)
RR
Kentucky(8/23/2024)
RR
Maine(8/23/2024)
IAR
Massachusetts(7/26/2023)
RR
Massachusetts(8/23/2024)
RR
Michigan(8/23/2024)
RR
Minnesota(8/23/2024)
RR
Nevada(8/23/2024)
RR
New Hampshire(8/23/2024)
RR
New Mexico(8/23/2024)
RR
New York(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Ohio(8/23/2024)
RR
Oregon(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
Rhode Island(8/23/2024)
RR
South Carolina(8/23/2024)
RR
Texas(8/23/2024)
RR
Vermont(8/23/2024)
RR
Virginia(8/23/2024)
RR
Washington(8/23/2024)
RR
Wyoming(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509Wakefield, MA 01880TRUST BUT VERIFY
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