Richard D. Mackie

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CRD#: 2776507

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Devin Mackie, CFP®, who also goes by Devin Mackie, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1996. Richard had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Devin Mackie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**NOTARY PUBLIC Position: I notarize documents Nature: Notary Public Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 08/07/2012 Address: 1625 The Alameda #308, San Jose CA 95126 Description: I became a Notary Public as some documents from the custodian's I work with - Fidelity, Schwab and TD Ameritrade require documents to be notarized. **BNI Midday Exchange Position: Membership Committee Nature: BNI Midday Exchange - Local Business Networking Group. Investment Related: No Hours: 16 Securities Trading Hours: 0 Start Date: 10/05/2016 Address: 33 S. Central Ave, Campbell CA 95008, United States Additional Info: Description: The BNI group is a business networking group. I'm on the membership committee and review new member applications.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 133763

SAN JOSE, CA

Past

December 1, 2003 - October 31, 2005

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

SAN JOSE, CA

Past

October 6, 2003 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

January 1, 1999 - September 12, 2003

LORING WARD SECURITIES INC.

CRD#: 46337

SAN JOSE, CA

Past

August 12, 1996 - January 1, 1999

REINHARDT WERBA BOWEN SECURITIES, INC.

CRD#: 34202

SAN JOSE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/9/1996

General Securities Representative Examination

Current Firm

CORINTHIAN WEALTH MANAGEMENT

CORINTHIAN WEALTH MANAGEMENT | CORINTHIAN WEALTH MANAGEMENT, INC.

CRD#: 312196 / SEC#: 801-120513

RIA

Registered Investment Advisory firm - (7/21/2023 Terminated)

California

Registered Investment Advisory firm - (7/7/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1625 The Alameda Suite 308, San Jose, CA 95126

Mailing Address

Phone number

(408) 995-0915

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	186
AUM (Assets Under Management)	$ 105,130,306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard D. Mackie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARBOR POINT ADVISORS

KMS FINANCIAL SERVICES, INC.

SOWELL MANAGEMENT

CONCERT WEALTH MANAGEMENT

CORINTHIAN WEALTH MANAGEMENT

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

LORING WARD SECURITIES INC.

REINHARDT WERBA BOWEN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2003

Series 63

Date: 8/23/1996

Series 7

Date: 8/9/1996

Current Firm

CORINTHIAN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORINTHIAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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