MM
Mark A. Mowrey
SIGNATURE RESOURCES CAPITAL MANAGEMENT
Newport Beach, CA 92660
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CRD#: 2776467
MM
Professional summary
Mark Alan Mowrey is a registered financial advisor currently at SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC located in Newport Beach, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Mark has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Organization/Company: Symmco, Inc. Hire/Inception Date: 05/01/15 Is the business investment related?: No Nature of the Business: Powdered metal component manufacturing Address of the Business: 40 South Park Street, PO Box F, Sykesville, PA 15865 Position/Title: Director Description of Duties: I serve as a member of the Board of Directors and as the Chairperson of the Investment Committee Approximate # of hours/month you devote to this outside activity during business and non-business hours: 1 - 5 Name of Organization/Company: Symmco Group Hire/Inception Date: 09/01/14 Is the business investment related?: No Nature of the Business: Powdered metal component manufacturing Address of the Business: 300 Delaware Ave #302, Wilmington, DE 19801 Position/Title: Director Description of Duties: I serve as a member of the Board of Directors of the holding company for Symmco, Inc. Approximate # of hours/month you devote to this outside activity during business and non-business hours: 1 - 5 Name and address of the other business: Global Digital Advisor Technologies, LLC 8312 Verde Mesa Cove Austin, TX 79738 Nature of the other business, including whether it is investment-related: A technology-focused developmental company, GDA seeks to establish a financial product and service marketplace. Position, title, or association with the other business, including your duties: Co-Founder and serving as an advisor to the firm with regard to technology and content development. The activity accounts for a minority of Mr. Mowrey's time and is not anticipated to conflict with his duties for Signature Resources Capital Management, LLC. Start date of your relationship with the other business: 10/16/2021 Approximate number of hours per month you devote to the other business: 15-20 Number of hours you devote to the other business during securities trading hours: 0-5 / month
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Mowrey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2016 - Present
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
Office #1: 120 Newport Center Dr Suite 100, Newport Beach, CA 92660RIA
CRD#: 144069
Newport Beach, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
EDGE WEALTH STRATEGIES LLC | STATERA ASSET MANAGEMENT | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
CRD#: 144069 / SEC#: 801-67988
RIA
Registered Investment Advisory firm - (6/8/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/26/2016)
Exams
Current Firm
SR
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
EDGE WEALTH STRATEGIES LLC | STATERA ASSET MANAGEMENT | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
CRD#: 144069 / SEC#: 801-67988
RIA
Registered Investment Advisory firm - (6/8/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
120 Newport Center Dr Suite 100, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 261-7726
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 807 |
| AUM (Assets Under Management) | $ 227,563,327 |
Red Flags
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