Carin D. Wagner

ISRAEL INVESTMENT ADVISORS

Denver, CO 80203

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CRD#: 2776383

Professional summary

Carin Dawn Wagner, CFP®, who also goes by Carin Dawn Loeb, is a registered financial advisor currently at ISRAEL INVESTMENT ADVISORS, LLC located in Denver, Colorado and GHP INVESTMENT ADVISORS INC located in Denver, Colorado.

Carin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Carin has worked at 4 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carin Dawn Loeb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carin Dawn Wagner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 22, 2021 - Present

ISRAEL INVESTMENT ADVISORS, LLC

Office #1: 1290 Broadway, Suite 1100, Denver, CO 80203

RIA

CRD#: 153952

Denver, CO

Current

January 22, 2021 - Present

GHP INVESTMENT ADVISORS INC

Office #1: 1290 Broadway, Suite 1100, Denver, CO 80203

RIA

CRD#: 107563

Denver, CO

Past

June 29, 2005 - December 31, 2020

GHP INVESTMENT ADVISORS INC

RIA

CRD#: 107563

DENVER, CO

Past

May 16, 2000 - May 6, 2005

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

March 20, 1997 - April 4, 2000

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GHP INVESTMENT ADVISORS INC

GHP GLOBAL MARKETS | GHP INVESTMENT ADVISORS INC

CRD#: 107563 / SEC#: 801-49990

RIA

Registered Investment Advisory firm - (8/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/19/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GHP INVESTMENT ADVISORS INC

GHP GLOBAL MARKETS | GHP INVESTMENT ADVISORS INC

CRD#: 107563 / SEC#: 801-49990

RIA

Registered Investment Advisory firm - (8/28/1995 Approved)

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Contact information

Main Address

1290 Broadway, Suite 1100, Denver, CO 80203

Mailing Address

Phone number

(303) 831-5051

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GHPIA PART 2A (2/25/2025)

Regulatory assets under management

Total Number of Accounts	4,299
AUM (Assets Under Management)	$ 2,723,131,280

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/21/2024	Cover Page	Report
09/26/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carin D. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carin Dawn Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ISRAEL INVESTMENT ADVISORS, LLC

GHP INVESTMENT ADVISORS INC

GHP INVESTMENT ADVISORS INC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

Primary Firm SEC Registration

GHP INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/2000

Series 6

Date: 3/19/1997

Current Firm

GHP INVESTMENT ADVISORS INC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GHP INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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