Laurance E. Boyden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurance Elbridge Boyden JR, who also goes by Larry Boyden, Laurance E Boyden Jr, was a registered financial professional .
Laurance is a previously registered financial professional and started their career in finance in 1968. Laurance had worked at 10 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2002 - October 11, 2004
CENTAURUS FINANCIAL, INC.
February 5, 2002 - October 11, 2004
CENTAURUS FINANCIAL, INC.
January 21, 1999 - February 7, 2002
PREFERRED SECURITIES GROUP, INC.
January 2, 1997 - December 4, 2014
AMERICAN FINANCIAL MANAGEMENT, LTD.
November 21, 1995 - December 30, 1998
SECURITIES SERVICE NETWORK, LLC
January 9, 1990 - October 27, 1995
INVESTACORP, INC.
September 23, 1988 - January 12, 1990
SHEEN FINANCIAL RESOURCES, INC.
September 8, 1987 - October 10, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
January 14, 1987 - September 8, 1987
LOWRY FINANCIAL SERVICES CORPORATION
April 8, 1983 - December 19, 1985
LOWRY FINANCIAL SERVICES CORPORATION
October 18, 1979 - September 23, 1982
CINCINNATI ANALYSTS, INC.
August 21, 1968 - January 31, 1978
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/22/1967
Registered Representative ExaminationSeries 00
Date: 8/6/1968
General Securities Principal ExaminationCurrent Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
