Andy D. Yu
Professional summary
Andy Daw Chyow Yu is a registered financial professional currently at NI ADVISORS located in Arcadia, California.
Andy is registered as a RR (Registered Representative) and started their career in finance in 1996. Andy has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andy Daw Chyow Yu's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2010 - Present
NI ADVISORS
Office #1: 1108 S. Baldwin Ave., Suite 217, Arcadia, CA 91007October 2, 1996 - November 30, 2009
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2010)
Exams
FINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NI ADVISORS
CRD#: 134502Arcadia, CA 91007TRUST BUT VERIFY
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