KV
Kevin M. Vandyke
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CRD#: 2776051
KV
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Vandyke, AIF® was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1996. Kevin had worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Financial planning
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) HARVEY ACCOUNTING; OWNER; NON-CPA ACCJ Advisory, IncCOUNTING; START DATE 10/24/2013 2.) IRISH BEER WORKS ROCHESTER, INC DBA: O'CONNORS PUBLIC HOUSE RESTAURANT; OWNER; RESTAURANT; START DATE 10/24/2013. 3.) BLOOMFIELD HILLS FINANCIAL; Founder CEO; DBA; START DATE 10/24/2014; 8 HOURS PER MONTH. 4.) 35980-36050 WOODWARD, LLC.; OWNER; REAL ESTATE (RENTAL); START DATE: 02/01/2014; 4 HOURS PER MONTH. 5) KEVIN VANDYKE; AGENT; INSURANCE; START DATE 10/01/2013; 4 HOURS PER MONTH. 6.) BLOOMFIELD HILLS FINANCIAL, INC.; OWNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 07/30/2015; 160 HOURS PER MONTH. 7.) CJ ADVISORY, INC; OWNER; REGISTERED INVESTMENT ADVISOR; START DATE 09/01/2016; 20 HOURS PER MONTH. 8.) CJ ADVISORY, INC; OWNER; DBA; START DATE 09/01/2016; 4 HOURS PER MONTH. 9.) MICHAEL AND ANITA VANDYKE TRUST DTD; START DATE: 03/12/2007; SUCCESSOR TRUSTEE; FIDUCIARY POSITION (TRUSTEE, POA, EXECUTOR, ETC.); START DATE 10/25/2016; 4 HOURS PER MONTH. 10.) BLOOMFIELD HILLS ACCOUNTING SERVICES LLC; DBA HARVEY ACCOUNTING; OWNER; START DATE 10/01/2008; 4 HOURS PER MONTH. 11.) GROSSE POINTE FINANCIAL SERVICES; OWNER; DBA; START DATE 02/01/2017; 4 HOURS PER MONTH. 12.) BLOOMFIELD INVESTMENTS GROUP, LLC - DBA; OWNER; START DATE: 06/30/2017; 4 HOURS PER MONTH. 13.) OCEAN CLUB - PANAMA CITY, PANAMA - UNIT #4802; REAL ESTATE PROPERTY; OWNER; START DATE: 01/01/2017; 4 HOURS PER MONTH. 14.) THOMPSON FINANCIAL MANAGEMENT; DBA; OWNER; START DATE: 10/13/2017; 4 HOURS PER MONTH. 15.) BHF REAL PROPERTY LLC; OWNER; REAL ESTATE; START DATE: 5/1/2017; 4 HOURS PER MONTH. 16.)BLOOMFIELD INVESTMENT GROUP COLORADO "BIG COLORADO" ; OWNER; DBA; START DATE 9/1/18; 4 HOURS PER MONTH. 17.)BLOOMFIELD INVESTMENT GROUP TEXAS "BIG TEXAS"; OWNER; DBA; START DATE: 9/1/18; 4 HOURS PER MONTH. 18.)BHF AGENCY, INC.; OWNER; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 01/28/2021; 4 HOURS PER MONTH. 19.)BLOOMFIELD CONSULTING SERVICES LLC; DBA BLOOMFIELD DIVORCE SOLUTIONS; OWNER;CONSULTING; START DATE 05/01/2021; 4 HOURS PER MONTH 20.)SAGEVIEW ADVISORY GROUP; MANAGING DIRECTOR; REGISTERED INVESTMETN ADVISOR; START DATE: 04/19/2022; 160 HOURS PER MONTH.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
September 8, 2022 - November 29, 2023
CETERA ADVISORS LLC
BD
CRD#: 10299
LIVONIA, MI
Past
January 21, 2022 - September 27, 2023
SAGEVIEW ADVISORY GROUP, LLC
RIA
CRD#: 126777
Bloomfield Hills, MI
Past
November 12, 2020 - November 29, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LIVONIA, MI
Past
July 29, 2015 - January 26, 2018
RG CAPITAL
RIA
CRD#: 221520
BLOOMFIELD HILLS, MI
Past
October 15, 2013 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
BLOOMFIELD HILLS, MI
Past
October 15, 2013 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
BLOOMFIELD HILLS, MI
Past
May 6, 2008 - October 23, 2013
SII INVESTMENTS, INC.
RIA
CRD#: 2225
BLOOMFIELD HILLS, MI
Past
October 12, 2007 - October 23, 2013
SII INVESTMENTS, INC.
BD
CRD#: 2225
BLOOMFIELD HILLS, MI
Past
July 11, 2000 - October 15, 2007
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
BLOOMFIELD HILLS, MI
Past
November 26, 1999 - July 13, 2000
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FAIRFIELD, IA
Past
February 2, 1998 - November 29, 1999
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
September 18, 1996 - February 10, 1998
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
August 7, 1996 - October 1, 1996
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CA
CETERA ADVISORS LLC
CETERA ADVISORS LLC | MULTI-FINANCIAL SECURITIES CORPORATION | MAGIS FINANCIAL PARTNERS | FIRST ALLIED SECURITIES
CRD#: 10299 / SEC#: 801-33020, 8-26892
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
5299 Dtc Blvd #800 Suite 800, Greenwood Village, IL 80111
Mailing Address
400 First Street South Suite 300, Saint Cloud, MN 56301
Phone number
(800) 929-3485
Established
Delaware since 08/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,138
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| ARNOLD, SUMMER SELTZER | VICE PRESIDENT | 2954103 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| DEL VALLE, ELISA ANNE-MARIE | VICE PRESIDENT | 4807911 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HALLORAN, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CHIEF COMPLIANCE OFFICER | 5059176 |
| MERRILL, GARRETT JAMES | VICE PRESIDENT | 4306692 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| VOGEL, RICHARD CHARLES | VICE PRESIDENT | 4024999 |
Regulatory assets under management
| Total Number of Accounts | 81,652 |
| AUM (Assets Under Management) | $ 21,989,347,265 |
Disclosures
| Regulatory Event | 14 |
| Civil Event | 1 |
| Arbitration | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
