Cynthia M. Somer
Professional summary
Cynthia Marguerite Somer, who also goes by Cindy Marguerite Churchbuilder, Cynthia Marguerite Churchbuilder, Cindy Somer, is a registered financial advisor currently at UNITED ASSET STRATEGIES INC. located in Garden City, New York.
Cynthia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Cynthia has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Marguerite Somer's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2021 - Present
UNITED ASSET STRATEGIES INC.
Office #1: 377 Oak Street Suite 403, Garden City, NY 11530October 26, 2005 - July 5, 2006
MATRIX CAPITAL GROUP, INC.
August 21, 2001 - November 3, 2003
UNITED FINANCIAL GROUP, LTD
January 22, 1997 - July 9, 2001
CHARLES SCHWAB & CO., INC.
August 7, 1996 - December 5, 1996
LADENBURG CAPITAL MANAGEMENT INC.
Primary Firm SEC Registration
UNITED ASSET STRATEGIES INC.
CRD#: 107434 / SEC#: 801-41464
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/4/2021)
Exams
Current Firm
UNITED ASSET STRATEGIES INC.
CRD#: 107434 / SEC#: 801-41464
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,029 |
| AUM (Assets Under Management) | $ 1,844,600,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/13/2025 | ||
| 01/27/2025 | ||
| 09/04/2024 | ||
| 12/20/2023 | ||
| 01/23/2023 | ||
| 05/02/2022 |
Red Flags
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