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AN

Arkadiy Neyman

MONARCH CAPITAL GROUP
New York, NY 10017
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CRD#: 2775768
AN

Professional summary


Arkadiy Neyman, who also goes by Ark Neyman, Arky Neyman, Eric Neyman, is a registered financial professional currently at MONARCH CAPITAL GROUP, LLC located in New York, New York.

Arkadiy is registered as a RR (Registered Representative) and started their career in finance in 1996. Arkadiy has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 27, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ark Neyman | Arky Neyman | Eric Neyman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Arkadiy Neyman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 1, 2024 - Present

MONARCH CAPITAL GROUP, LLC

Office #1: 370 Lexington Avenue, Suite 308, New York, NY 10017Office #2: 370 Lexington Avenue, Suite 308, New York, NY 10017
RIA
BD
CRD#: 47815
New York, NY
Past

June 2, 2023 - January 31, 2024

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ
Past

June 2, 2023 - January 31, 2024

TZERO MARKETS

BD
CRD#: 304537
JERSEY CITY, NJ
Past

June 2, 2023 - January 31, 2024

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

August 7, 2014 - August 21, 2019

GLOBAL ALLIANCE SECURITIES LLC

BD
CRD#: 167164
New York, NY
Past

June 25, 2010 - October 4, 2010

MANTARAX, LLC

BD
CRD#: 150450
NEW YORK, NY
Past

March 29, 2010 - June 13, 2023

MONARCH CAPITAL GROUP, LLC

BD
CRD#: 47815
NEW YORK, NY
Past

February 10, 2009 - October 26, 2009

HUDSON SECURITIES,INC.

BD
CRD#: 10467
JERSEY CITY, NJ
Past

October 25, 2004 - May 7, 2009

WESTMINSTER SECURITIES CORPORATION

RIA
CRD#: 6105
NEW YORK, NY
Past

October 25, 2004 - May 7, 2009

WESTMINSTER SECURITIES CORPORATION

BD
CRD#: 6105
NEW YORK, NY
Past

February 5, 2004 - October 18, 2004

VALLEY FINANCIAL MANAGEMENT, INC.

RIA
CRD#: 105387
NEW YORK, NY
Past

February 4, 2004 - October 18, 2004

VALLEY FINANCIAL MANAGEMENT, INC.

BD
CRD#: 105387
NEW YORK, NY
Past

December 5, 2003 - February 9, 2004

STG SECURE TRADING GROUP, INC.

BD
CRD#: 41216
BOCA RATON, FL
Past

January 6, 2003 - January 26, 2004

S. B. CANTOR & CO., INC.

BD
CRD#: 1384
NEW YORK, NY
Past

December 16, 2002 - January 7, 2003

TD PRIME SERVICES LLC

BD
CRD#: 1914
NEW YORK, NY
Past

February 8, 2000 - November 20, 2001

GLOBESHARE, INC.

BD
CRD#: 47746
NEW YORK, NY
Past

July 29, 1997 - November 19, 2002

LAIDLAW GLOBAL SECURITIES, INC.

BD
CRD#: 19018
NEW YORK, NY
Past

October 1, 1996 - August 4, 1997

WESTMINSTER SECURITIES CORPORATION

BD
CRD#: 6105
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/1/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/7/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 6/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/5/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 2/7/2005
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/27/1998
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MC
MONARCH CAPITAL GROUP, LLC
MONARCH CAPITAL GROUP, LLC

CRD#: 47815 / SEC#: , 8-51911

New Jersey
Registered Investment Advisory firm - SEC (8/26/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
370 Lexington Avenue, Suite 308 Suite 2240, New York, NY 10017
Mailing Address
370 Lexington Avenue, Suite 308, New York, NY 10017
Phone number
(212) 808-4333
Established
New York since 01/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
8

FINRA licenses (40 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
MONARCH HOLDINGS, LLCMANAGEMENT COMPANY
COHEN, EDWARD BARRYFINOP
POTTER, MICHAEL DAVIDCHAIRMAN, CEO, CFO, CCO2417023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MONARCH CAPITAL GROUP, LLC

CRD#: 47815New York, NY 10017

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