Margaret A. Montague
Professional summary
Margaret Ann Montague, who also goes by Margaret M Lauck, Margaret Montague Lauck, Margaret A Montague, is a registered financial professional currently at NORTH POINT MERGERS AND ACQUISITIONS, INC. located in San Francisco, California.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 2001. Margaret has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret Ann Montague's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2020 - Present
NORTH POINT MERGERS AND ACQUISITIONS, INC.
Office #1: 580 California Street Suite 2200, San Francisco, CA 94104May 8, 2014 - July 22, 2020
MCLEAN SECURITIES, LLC
June 3, 2010 - December 31, 2013
FIDUS SECURITIES, LLC
January 4, 2008 - April 6, 2010
FIRST CITIZENS CAPITAL SECURITIES, LLC
September 16, 2004 - December 31, 2007
EVP SECURITIES, LLC
September 4, 2001 - March 11, 2004
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NORTH POINT MERGERS AND ACQUISITIONS, INC.
CRD#: 133300 / SEC#: , 8-66709
Contact information
FINRA licenses (22 States and Territories)
Red Flags
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