Jonathan M. Seidman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Marc Seidman, who also goes by Jon Seidman, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1997. Jonathan had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2015 - April 30, 2019
TCG SECURITIES, L.L.C.
September 6, 2012 - December 18, 2014
MORGAN STANLEY DISTRIBUTION, INC.
December 4, 2007 - May 8, 2012
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
March 13, 2002 - April 12, 2007
AMG DISTRIBUTORS, INC.
June 23, 1999 - March 6, 2001
CITIGROUP GLOBAL MARKETS INC.
March 21, 1997 - June 15, 1999
NEUBERGER BERMAN MANAGEMENT LLC
January 1, 1997 - March 4, 1997
RESRV PARTNERS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TCG SECURITIES, L.L.C.
CRD#: 154788 / SEC#: , 8-68672
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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