Robert J. Benazzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Benazzi, who also goes by Rob Benazzi, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 5 firms and has passed the Series 63, Series 55, Series 7, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2012 - February 13, 2013
VIRTU AMERICAS LLC
July 2, 2010 - June 12, 2012
PENSON FINANCIAL SERVICES, INC.
January 13, 2006 - July 1, 2010
APEX CLEARING CORPORATION
October 20, 2004 - December 31, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 12, 1996 - October 20, 2004
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/3/2002
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 74 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
