Linda A. Varoli
Professional summary
Linda Amalie Varoli, who also goes by Linda Varoli, is a registered financial professional currently at OSCAR GRUSS & SON INCORPORATED located in New York, New York.
Linda is registered as a RR (Registered Representative) and started their career in finance in 1996. Linda has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Linda Amalie Varoli's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2017 - Present
OSCAR GRUSS & SON INCORPORATED
Office #1: 10 East 53rd Street 17th Floor, New York, NY 10022November 12, 2014 - January 30, 2017
WALL STREET ACCESS
January 10, 1997 - April 3, 2013
WALL STREET ACCESS
July 25, 1996 - December 19, 1996
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2017)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
OSCAR GRUSS & SON INCORPORATED
CRD#: 2091 / SEC#: , 8-22371
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 5 |
| Judgment/Lien | 13 |
Red Flags
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