David P. Ortiz
Professional summary
David Patrick Ortiz was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, David had worked at 7 firms, which includes DAVID ORTIZ ADVISORS INC., COLUMBIA ADVISORY PARTNERS LLC, TRAJAN WEALTH L.L.C., NEWPORT COAST SECURITIES INC., GRADIENT ADVISORS LLC, GRADIENT INVESTMENTS LLC, ARAGON FINANCIAL SERVICES INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2018 - September 27, 2021
DAVID ORTIZ ADVISORS, INC.
September 8, 2016 - December 31, 2017
DAVID ORTIZ ADVISORS, INC.
December 18, 2015 - September 8, 2016
COLUMBIA ADVISORY PARTNERS, LLC
June 26, 2014 - December 3, 2015
TRAJAN WEALTH, L.L.C.
July 19, 2012 - July 9, 2014
NEWPORT COAST SECURITIES, INC.
February 18, 2010 - July 26, 2010
GRADIENT ADVISORS, LLC
November 12, 2009 - February 17, 2010
GRADIENT INVESTMENTS, LLC
August 26, 1996 - December 21, 2001
ARAGON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DAVID ORTIZ ADVISORS, INC.
CRD#: 282161 / SEC#:
Contact information
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