Layne D. Gerstel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Layne David Gerstel was a registered financial professional .
Layne is a previously registered financial professional and started their career in finance in 1996. Layne had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2003 - August 9, 2004
OBS BROKERAGE SERVICES, INC.
October 1, 2000 - July 5, 2001
WELLS FARGO CLEARING SERVICES, LLC
September 22, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
September 23, 1998 - April 19, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 1996 - October 30, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
OBS BROKERAGE SERVICES, INC.
CRD#: 104281 / SEC#: , 8-52780
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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