Andrew R. Gehring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Robert Gehring, who also goes by Drew Robert Gehring, Andrew Gehring, Drew Gehring, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1996. Andrew had worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2018 - August 19, 2024
DAYBRIGHT ADVISORY SERVICES, INC.
July 13, 2018 - August 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 2018 - August 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 16, 2014 - September 25, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 4, 2013 - September 15, 2014
NATIONWIDE INVESTMENT ADVISORS, LLC
May 7, 2010 - September 15, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 22, 2007 - April 16, 2010
MML INVESTORS SERVICES, LLC
April 12, 2004 - February 27, 2007
ADP BROKER-DEALER, INC.
December 15, 2003 - February 4, 2004
PACIFIC SELECT DISTRIBUTORS, LLC
March 6, 2003 - December 1, 2003
NCF FINANCIAL SERVICES, INC.
March 6, 2003 - December 1, 2003
NCF FINANCIAL SERVICES, INC.
May 22, 2002 - December 4, 2002
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
June 2, 2001 - December 3, 2002
NYLIFE DISTRIBUTORS LLC
June 17, 1999 - October 9, 2000
METLIFE INVESTORS SALES COMPANY
April 17, 1998 - May 18, 1999
1717 CAPITAL MANAGEMENT COMPANY
September 17, 1996 - February 17, 1998
EDWARD JONES
Primary Firm SEC Registration
DAYBRIGHT ADVISORY SERVICES, INC.
CRD#: 133795 / SEC#: 801-93173
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAYBRIGHT ADVISORY SERVICES, INC.
CRD#: 133795 / SEC#: 801-93173
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,170 |
| AUM (Assets Under Management) | $ 4,212,361,531 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/09/2025 | ||
| 01/22/2024 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
