James B. Hanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Benvold Hanson, who also goes by James Benvold Hanson III, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1997. James had worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2019 - January 17, 2023
OPPORTUNE PARTNERS LLC
May 16, 2014 - April 22, 2019
KROLL SECURITIES LLC
September 22, 2011 - May 6, 2014
M.M. DILLON & CO. LLC
July 30, 2008 - August 19, 2011
HOULIHAN LOKEY CAPITAL, INC.
June 9, 2006 - June 12, 2008
J.P. MORGAN SECURITIES LLC
May 12, 2003 - April 13, 2006
BARCLAYS CAPITAL INC.
December 18, 1997 - December 31, 2002
CITIGROUP GLOBAL MARKETS INC.
December 15, 1997 - September 1, 1998
SALOMON BROTHERS INC.
February 6, 1997 - December 5, 1997
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
OPPORTUNE PARTNERS LLC
CRD#: 293414 / SEC#: , 8-70085
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
