Jacques M. Chrysoschoos
Professional summary
Jacques Manlio Chrysoschoos was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jacques is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Jacques had worked at 1 firm, which includes SHIELDS & COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 1996 - January 31, 2003
SHIELDS & COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SHIELDS & COMPANY
CRD#: 11053 / SEC#: , 8-28036
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHIELDS, JOSEPH VINCENT JR | CHAIRMAN & MANAGING DIRECTOR | 700539 |
| SHIELDS, DAVID VINCENT | PRESIDENT & MANAGING DIRECTOR | 1072810 |
| CURCURU, PHILIP MICHAEL | CHIEF OPERATIONS OFFICER | |
| CURCURU, PHILIP MICHAEL | CFO | |
| MEYER, CHRISTOPHER FRANCIS | CHIEF COMPLIANCE OFFICER | 1075415 |
| SCARPA, RALPH JOSEPH | SECRETARY | 718855 |
| VANCLEVE, KEVIN PATRICK | MSRB PRINCIPAL | 1022686 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
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