Karen R. Colvin
Professional summary
Karen Ruth Colvin, who also goes by Karen Ruth Sawyer, Karen Ruth Tackett, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Columbus, Ohio.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1997. Karen has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24, Series 27 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Ruth Colvin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2010 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 325 John H Mcconnell Boulevard Suite 200, Columbus, OH 43215March 12, 2001 - June 10, 2009
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 20, 1999 - February 20, 2001
NATIONWIDE FUND DISTRIBUTORS LLC
September 29, 1997 - February 12, 2001
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2020)
(2/11/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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