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TH

Travis R. Hensley

CAPITAL ADVISORS
FARMINGTON, UT 84025
Some features on this profile are disabled
CRD#: 2774628
TH

Professional summary

Travis Robert Hensley is a registered financial advisor currently at CAPITAL ADVISORS, INC. located in Farmington, Utah.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Travis has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Robert Hensley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 11, 2025 - Present

CAPITAL ADVISORS, INC.

Office #1: 240 N E Promontory Suite 200, Farmington, UT 84025
RIA
CRD#: 104643
FARMINGTON, UT
Past

September 10, 2024 - January 22, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
SALT LAKE CITY, UT
Past

September 9, 2024 - January 22, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
SALT LAKE CITY, UT
Past

April 8, 2010 - January 10, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Cottonwood Heights, UT
Past

April 8, 2010 - January 10, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Cottonwood Heights, UT
Past

July 9, 2009 - March 12, 2010

HARRISDIRECT LLC

RIA
CRD#: 42159
ARLINGTON, VA
Past

July 8, 2009 - March 12, 2010

E*TRADE SECURITIES LLC

BD
CRD#: 29106
SANDY, UT
Past

February 2, 2009 - June 25, 2009

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SALT LAKE CITY, UT
Past

December 15, 2005 - June 25, 2009

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SALT LAKE CITY, UT
Past

July 29, 1996 - November 3, 2005

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ADVISORS, INC.
CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.

CRD#: 104643 / SEC#: 801-14050

RIA
Registered Investment Advisory firm - (9/18/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(3/12/2025)
IAR
Texas
(3/12/2025)
IAR
Utah
(3/11/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/30/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/30/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/10/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/24/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/18/2005
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/21/2004
General Securities Sales Supervisor - Options Module Examination

Current Firm

CA
CAPITAL ADVISORS, INC.
CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.

CRD#: 104643 / SEC#: 801-14050

RIA
Registered Investment Advisory firm - (9/18/1978 Approved)
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Contact information

Main Address
2222 South Utica Place Suite 300, Tulsa, OK 74114
Mailing Address
Phone number
(866) 230-5879
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

09 18 2025 CAI FORM ADV PART 2A FINAL (9/18/2025)

Regulatory assets under management

Total Number of Accounts7,297
AUM (Assets Under Management)$ 6,146,880,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL ADVISORS, INC.

CRD#: 104643Farmington, UT 84025

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Contact information

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