ND
Nicholas T. Drew
MODERN CAPITAL ADVISORS
Tomball, TX 77377
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CRD#: 2774394
ND
Professional summary
Nicholas Tilden Drew, who also goes by Nicholas Drew, Nick Drew, is a registered financial advisor currently at MODERN CAPITAL ADVISORS, LLC located in Tomball, Texas.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nicholas has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Drew | Nick Drew
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Retro DJ To Go, LLC.; Non-investment-related; Address: 16315 Haden Crest Ct., Cypress, TX 77429; Nature of business: Disc Jockey services; Position: Co-Owner; Start date: 2006; Approximate number of hours/month devoted to the business: 1-9 hours per month; Number of hours devoted during securities trading hour: 0; Duties: DJ, play music at events.
2.) Lakes At Cypress Hill Home Owners Association: Non-investment-related; Address: 17910 Lake Cypress Hill Drive, Cypress TX 77429; Nature of business: Accounting); Position: Attorney-In-Fact; Start date: 2014; Approximate number of hours/month devoted to the business: 1-9 hours per month; Number of hours devoted during securities trading hour: 0; Duties: Loading expenses and deposits into QuickBooks.
3.) Vast Solutions Group; investment-related; Address: 6920 S. Cimarron Rd., Las Vegas, NV 89113; Nature of business: Tax and Financial Services firm; Position: Consultant; Start date: 01/01/2020; Approximate number of hours/month devoted to the business: 5 hours per month; Number of hours devoted during securities trading hour: 0; Duties: Consultant for fixed life insurance products. Provide life insurance consultation for customers of the entity.
4.)Churchill Wealth Advisors, Yes, 11607 Spring Cypress RD, Suite B, Tomball, Texas 77377.Financial Planning, Investment and insurance. Owner. 11/01/2020, 40 Hours per month, 40 Hours per month, marketing, seeing clients, writing financial plans, recommending investments etc
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Tilden Drew's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2022 - Present
MODERN CAPITAL ADVISORS, LLC
Office #1: 11607 Spring Cypress Road Suite B, Tomball, TX 77377RIA
CRD#: 131117
Tomball, TX
Past
June 21, 2012 - December 31, 2021
MODERN CAPITAL ADVISORS, LLC
RIA
CRD#: 131117
Houston, TX
Past
March 8, 2012 - October 31, 2025
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
BD
CRD#: 130390
Tomball, TX
Past
June 23, 1997 - March 13, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
THE WOODLANDS, TX
Past
April 18, 1997 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 18, 1997 - March 13, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MODERN CAPITAL ADVISORS, LLC
LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC
CRD#: 131117 / SEC#: 801-72611
RIA
Registered Investment Advisory firm - (7/26/2011 Approved)Arizona
Registered Investment Advisory firm - (2/2/2012 Terminated)California
Registered Investment Advisory firm - (3/3/2012 Terminated)Mississippi
Registered Investment Advisory firm - (2/2/2012 Terminated)Nevada
Registered Investment Advisory firm - (3/16/2012 Terminated)Ohio
Registered Investment Advisory firm - (2/2/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MC
MODERN CAPITAL ADVISORS, LLC
LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC
CRD#: 131117 / SEC#: 801-72611
RIA
Registered Investment Advisory firm - (7/26/2011 Approved)Arizona
Registered Investment Advisory firm - (2/2/2012 Terminated)California
Registered Investment Advisory firm - (3/3/2012 Terminated)Mississippi
Registered Investment Advisory firm - (2/2/2012 Terminated)Nevada
Registered Investment Advisory firm - (3/16/2012 Terminated)Ohio
Registered Investment Advisory firm - (2/2/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617
Mailing Address
Phone number
(800) 440-0442
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,561 |
| AUM (Assets Under Management) | $ 285,401,221 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MODERN CAPITAL ADVISORS, LLC
CRD#: 131117Tomball, TX 77377TRUST BUT VERIFY
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